CA Services for Financial Services, Fintech & NBFCs
The Financial Services and Fintech sector operates in a strictly monitored regulatory environment requiring precise RBI compliance, strategic capital structuring, and robust risk management. NBFCs and fintech startups face complex provisioning norms, lending audits, and cybersecurity reporting challenges that demand specialized professional expertise. Our firm delivers tailored Chartered Accountancy solutions designed exclusively for financial institutions to ensure systemic integrity, regulatory adherence, and secure scaling.
Our Specialized Services for Financial Services, Fintech & NBFCs
NBFC Registration & RBI Licensing
End-to-end management of the complex RBI application process, capital structuring, and compliance setup for new NBFCs and fintechs.
RBI Prudential Norms Compliance
Ensuring strict organizational adherence to RBI mandates regarding capital adequacy ratios and Non-Performing Asset (NPA) provisioning.
Fintech Revenue & Escrow Audits
Auditing complex payment gateway transaction flows, RBI-mandated nodal accounts, and peer-to-peer (P2P) lending platform reconciliations.
Statutory & Branch Audits
Conducting rigorous statutory and multi-branch audits for NBFCs, microfinance institutions (MFIs), and wealth management firms.
IND AS Implementation for Financial Assets
Applying complex accounting standards (Ind AS 109) for the fair value measurement of loan portfolios, investments, and derivatives.
Concurrent & Risk-Based Internal Audits
Deploying real-time transaction monitoring to prevent systemic fraud, assess credit underwriting quality, and ensure policy adherence.
AML & KYC Compliance Advisory
Evaluating and strengthening Anti-Money Laundering (AML) protocols and digital customer onboarding processes against regulatory standards.
Foreign Direct Investment (FDI) Compliance
Navigating strict FEMA regulations, pricing guidelines, and RBI reporting for foreign equity infusions into Indian financial services firms.
Information Systems (IS) & Cybersecurity Audits
Certifying the financial data security, cloud infrastructure, and backup protocols of digital lending platforms and payment aggregators.
Securitization & Direct Assignment Advisory
Structuring, valuing, and auditing the complex pooling and sale of retail loan assets to major banks and financial institutions.
Corporate Tax & Transfer Pricing
Advanced corporate tax optimization and rigorous transfer pricing documentation for multinational financial groups and brokerages.
Venture Debt & Equity Fundraising
Creating robust financial models, pitch decks, and valuation reports to secure growth capital for rapidly scaling fintech operations.
Ready to secure your financial future?
Book a consultation with our senior partners to discuss your audit, compliance, or tax advisory requirements.